Securities Sales Service

2 weeks ago

Taipei Taipei City, Taiwan UBS Full time NT$120,000 - NT$240,000 per year

Job Reference #
328571BR

Job Type
Full Time

Your role
The role is a Securities platform specialist serving GWM clients from E2E covering TW equities and Foreign Securities, including account opening and maintenance and trade order taking, execution and management.

Your team
You will be working in a centralized sales service team (WM Desk) in UBS Securities Taipei. Your role is important in the delivery of Securities platform services to GWM clients. We work in collaboration with GWM and IB, and various stakeholders to provide the best solution to our clients. Our combined efforts help manage and grow the business.

Your expertise
We are looking for the below qualifications:

  • Must have Taiwan securities personnel license (general level or advanced level).
  • Proven experience (at least 5 years) in financial services or securities brokerage, ideally including client facing and handling transactions.
  • Good understanding of brokerage process and preferably have basic knowledge of Securities regulations.
  • Unyielding attention to detail, even when under pressure.
  • Resilient team player and truly service oriented.
  • Good command of English

About Us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

How We Hire
We may request you to complete one or more assessments during the application process. Also need to complete regulator required training and testing.

Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.

We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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