Statutory Internal Audit

2 weeks ago

Taipei Taipei City, Taiwan UBS Full time NT$1,200,000 - NT$2,400,000 per year

Job Reference #
326904BR

Job Type
Full Time

Your role
Are you a sharp evaluator of risk? Can you investigate complex solutions?

We're looking for a Statutory Internal Auditor who can:

  • manage local regulatory required audits as defined by the regulator at varying frequencies, or ad-hoc, and may require assessing the local requirements and delivery the result.
  • deliver audit paper and results, conclusions and key messages to senior management, working with them to arrive at practical and sustainable solutions, collect closure evidence and prepare required internal/external reports
  • help businesses and functions to ensure internal control for update is on track; the gap can be identified to meet with the regulatory/internal requirements
  • Support the OO office to engage in changes in risk profile or business developments
  • support the review and distribution of incoming official letters
  • regular government meeting is managed, and minutes taken for both the entity and its Head Office

Your team
You'll be the team player partner of the Statutory Internal Audit (SIA) function in UBS Securities Pte. Lte., Taipei Branch. This is an independent function that supports the Securities in achieving its strategic, operational, financial and compliance objectives in Taiwan. This is achieved by assessing key processes as well as governance, risk management, and the control environment within all business divisions including IB and WM.

Your expertise

  • a university degree with at least 5 years' experience in the financial industry
  • strong analytical skills, able to quickly understand complex processes, identify risks and in adequacies in procedures, as well as propose practical and sustainable solutions
  • excellent communication skills, able to effectively communicate at different levels of an organization and with regulators verbally and in writing
  • a flexible and committed team player who enjoys working in a dynamic and collaborative environment
  • risk focused, capable of reviewing documents and using data analytics to gain insights into transactions, clients, and investment products
  • able to work independently to complete the assigned tasks.
  • fluent in Chinese and English
  • excellent on excel skill for analysis

About Us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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