Senior Associate/ Senior Officer, Specialist, Business Control
2 days ago
「理專風險控管調查專員」招募中
我們正在尋找具備卓越洞察力與執行力的您,一同築起銀行風險管理的第一道防線
您的職責與挑戰:
●主動查核與優化: 深入分行理財銷售與服務流程,主動發現潛在風險,並提出創新性的流程改善方案。
●前線賦能: 為前線團隊提供最新的法規與流程教育訓練,有效預防不當銷售(mis-selling)的發生。
●案件調查: 運用您的專業判斷,調查疑似不當行為(misconduct)案件,維護銀行的誠信與聲譽。
我們正在尋找這樣的您:
●具備扎實的數據分析能力,能夠從海量數據中洞察風險。
●擁有豐富的風險管理與合規經驗,熟悉金融行業相關法規。
●對理財銷售流程有深入理解,能夠精準識別潛在風險點。
DBS誠摯邀請您的加入,運用您的專業知識,為銀行的穩健發展保駕護航,共同創造一個更加安全、合規的金融環境。立即加入我們,成為風險管理與合規的守護者
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Role & Key Responsibilities:
l Investigate sales misconduct.
l Conduct periodic SOP/Boundary list review and training.
l Develop and maintain SOP to ensure compliance with regional policies and local regulations.
l Collaborate with stakeholders to enhance sales monitoring reports and strengthen control points/mechanisms.
l Timely completion of sales surveillance reports and sales health checks.
l Support BIF revision, SCSA, and fulfill information requests for internal and external audits.
Hiring Criteria/ Our Ideal Candidates:
l University or above.
l With at least 5 years related experience and expertise in employee mis-conduct investigation.
l Familiar with banking branch operations /sales process or control assurance techniques.
l Good investigation and presentation skills, such as evidence collection, information gathering, related party interview, meeting material preparation and presentation to senior levels.
l Ability to work independently and maintain confidentiality of records and information.
l Aggressive, positive thinking and task-oriented.
l Good in MS office tool, including Excel and PowerPoint.
l Willing to take challenge, ability to work under pressure and a good team player.
l Fluent English in both oral and written communication
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