Securities Settlement Specialist

2 weeks ago

Taipei Taipei City, Taiwan UBS Full time $60,000 - $120,000 per year

Job Reference #
325272BR

Job Type
Full Time

Your role
You work in the Securities Settlement team to manage the client's on boarding, client life cycle management, offboarding, settlement, corporate action and regulatory reports in UBS Securities Taipei Branch.

Your team
Your team are WM Ops team in UBS Securities Taipei Branch. The major tasks is to manage the securities settlement, corporate action, regulatory reporting, client on boarding, client life cycle management, offboarding and new initiatives/ products.

Your expertise

  • Trade Settlement Execution: Ensure timely and accurate settlement of securities transactions across multiple markets and products (equities, fixed income, mutual funds, etc.).
  • Break Resolution: Investigate and resolve trade settlement discrepancies
  • Custodian & Counterparty Coordination: Liaise with custodians, brokers, and internal teams to facilitate smooth settlement processes and resolve exceptions.
  • Risk & Control
  • Operational Risk Awareness: Identify and escalate potential risks in the settlement process, ensuring adherence to control standards and audit requirements.
  • Client Focus: Deliver high-quality service to internal and external clients, ensuring prompt resolution of settlement-related queries.
  • Team Contribution: Support team initiatives, share knowledge, and contribute to a positive and productive team culture.
  • Process Optimization: Identify opportunities to streamline settlement processes and reduce manual touchpoints.
  • Change Management: Participate in system upgrades, UAT testing, and implementation of new market practices.

Learning & Development: Stay updated on industry trends, market changes, and internal policy updates through ongoing training and self-learning.

About Us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

How We Hire
We may request you to complete one or more assessments during the application process. Learn more

Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.

We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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